Does the client have a case? Is arbitration the right path? Is there a systemic problem that affects hundreds or even thousands of clients’ accounts? Investment Analytics can provide you with the answers to these important questions through both quantitative and qualitative analysis performed by individuals who are top in their field.

Our proven accounting team can provide you a standard package of 11 reports that details everything from account (or annuity) performance, turnover, cost of equity, and trading activity down to the performance of individual securities. It will become vividly clear as to how the dollars and securities were treated—by the client, and/or the broker. And, if your case requires demonstrative exhibits to make your point clear to a lay panel, then we have numerous “what if” scenario reports to draw from, or we can customize an entirely new report to fit your case’s specific needs.

On the qualitative side, our securities experts have backgrounds in both institutional and retail investing, as federal regulators, principals of BDs, ORM officers, actuaries, compliance officers, annuity experts and more. This diverse team of industry leaders has the tools to address on everything from assisting insurance companies on settlement recommendations to opining on a class action suit where over a billion dollars is at stake; but most importantly, you will know that when you use an Investment Analytics’ expert to assist with your case, you will be working with someone who is recognized throughout the industry for their character and judgment.